Become a Sub Broker

As per regulations, the sub-broker should be 10+2, nonetheless, a graduate can do much better in the business.
Should have expert knowledge of financial markets.
Should have basic knowledge of computers.
Should also possess communication skills, management skills, and leadership.
Should be well versed with the information of financial, economic, political, and environmental factors.
NISM modules on equities, mutual funds, commodities, F&O should be cleared as mandated by SEBI for the terminal.
Should advise the customer in equities, commodities, currency, mutual fund, etc.
They should be prepared to give advisory to their clients on all the financial products.
They should efficiently execute the dealings between the broker and the client.

How to Become a Sub Broker in India? Read our blog on this, would help you

Pan Card of Company & all Director(s)
Office Address Proof in Company Name
MOA (Memorandum of Association) (Main clause should mention with “Dealing in securities market”)
AOA (Article of Association)
Board Resolutions signed by all Director(s)
Resident Address proof of all the Director(s)
Education proof of all the Director(s) Min 10th pass
Cancelled Cheque in Company Name

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